The amendment, codified under document number 2025-24184, alters the Anti-Money Laundering/Countering the Financing of ...

The SEC's Division of Examinations has released its Fiscal Year 2026 Examination Priorities, a comprehensive document ...

(This article was originally published on January 1, 2025. For a regularly updated version of this resource, see US Department of Justice Standards for Effective Corporate Compliance Programs on ...

Nearly five years after it was mandated by Congress to go into effect, federal trucking regulators have yet to establish a “beyond compliance” program to offer motor carriers some sort of extra credit ...

In the world of investment company compliance, one can have all of the essential elements of a great compliance program, but without the intangible ingredient of a highly-experienced and attentive ...

Argan Products International, operating through its ArganWholesale division, has introduced a structured private label ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The importance of compliance needs to come from the top down in order for businesses to avoid white-collar crime, corruption and other missteps. Compliance and legal departments are working overtime ...

Compliance isn’t just a bureaucratic nuisance. When done properly, it can contribute greatly to the strategic governance of the overall organization. It also provides protection from white-collar ...